SEC Fines Wall Street Firms $63 Million for Recordkeeping Violations

The U.S. Securities and Exchange Commission (SEC) has fined a dozen Wall Street firms a total of $63.1 million for using unauthorized communication methods that violated federal recordkeeping laws. The post SEC Fines Wall Street Firms $63 Million for Recordkeeping Violations appeared first on Cryptodnes. source: https://cryptodnes.bg/en/sec-fines-wall-street-firms-63-million-for-recordkeeping-violations/