The U.S. Securities and Exchange Commission (SEC) has granted an exemption allowing certain personally identifiable information (PII) of individual traders to be excluded from reporting requirements under the Consolidated Audit Trail (CAT). In a press release issued February 10, the SEC clarified that the exempted PII includes individuals’ names, residential addresses, and birth years. The...
source: https://news.shib.io/2025/02/12/sec-exempts-trader-pii-amid-rising-cybersecurity-threats/?utm_source=rss&utm_medium=rss&utm_campaign=sec-exempts-trader-pii-amid-rising-cybersecurity-threats